Department of Library and Information Science
School of Communication, Information and Library Studies

Rutgers, The State University of New Jersey

17:610:530 (01) PRINCIPLES OF SEARCHING
Syllabus Summer 2003
3 credits

Course web site: http://scils.rutgers.edu/~tefko/Courses/530/
Course listserve:
lis530_summer@rams.rutgers.edu <lis530_summer@rams.rutgers.edu>


Tefko Saracevic, Ph.D.
Professor II

Room 306, SCILS bldg.

Work: (732)932-7500/Ext. 8222 Fax: (732)932-6916 

Email: tefko@scils.rutgers.edu  Home page: http://www.scils.rutgers.edu/~tefko

I. CATALOG DESCRIPTION

Principles and practices associated with searching of a variety of information resources, based on services for information users. Structure of resources relevant to searching. Information retrieval (IR) models, including Boolean (exact match), ranking (best match), and interactive models. Web search engines. Web reference sources. Interactive processes in information seeking and searching; mediation and interviewing process to model users. Search strategies and tactics for effective searching. Presentation and evaluation of search results. Laboratory exercises and assignments include database vendors, such as DIALOG and LexisNexis, the Web, and reference and library sources.

II. PRE- AND/OR CO-REQUISITES 

Courses: none

Other requirements:

    1. An email account that includes capability of handling file attachments. The email account can be obtained from SCILS.
    2. A Rutgers University Libraries (RUL) card (with barcode as User ID) and password. 
    3. A Dialog account obtained for the semester through class.
    4. A LexisNexis account obtained for the semester through the class.
Before the course, a student MUST have knowledge and competencies related to:
    1. Handling of email, including attachments, and using listservs. 
    2. Word processing.
    3. Basic computer operations; topics as covered in LIS tutorials.
    4. Basic Internet operations; includes logins, file transfers, downloading. For tutorials select among the ones listed at the class site http://www.scils.rutgers.edu/~tefko/Courses/530 and click on file 530_tutorials.htm
    5. Basics about the Web. For tutorial see: http://www.sc.edu/beaufort/library/bones.html
    6. and others at the class site.

These required competencies could be gained and sharpened through LIS and online tutorials as found on the class Web site. Review your competencies through these tutorials! These topics will NOT be covered in the course, but the lectures, labs, and exercises will be based on the assumption that a student can handle these basics. A student should not take the course till mastering the required basics.

 

III. COURSE PURPOSE AND OBJECTIVES 

The course purpose is to study the human-human and human-computer interaction as relevant to effective searching of contemporary information resources on behalf of users seeking information. The course provides a base for further and life-long education necessary to cope with the ever-changing pragmatic world of searching. Therefore it includes both, theoretical and practical aspects.

The objectives are for students to achieve an integrated understanding of the complex relations in searching in respect to:

    1. Content: The content structure of a variety of information resources in databases, on the Web, and in reference, as they affect searching.
    2. Systems: Various models of information retrieval (IR) systems, the Web search engines, and reference services, particularly as relevant to searching. 
    3. Human-human interaction: User information seeking as the context for searching, the process of mediation and interviewing involved in user modeling. 
    4. Human-computer interaction: Principles for effective searching and variations in search strategies and tactics.
    5. Results: Alternatives in presentation of results to users and evaluation of retrieval results.

IV. ORGANIZATION OF THE COURSE

Introduction

1. Overview of the complex set of variables, treated as themes, involved in searching, and the variety of information resources and systems available for searching - commonalties and differences.

Theme A. Structure of content
2. Types of databases. Structure of records in IR databases and on the Web.3. Structure of indexes and files. Vocabularies - free and controlled.

Theme B. Systems for searching
4. Search models in IR- Boolean (exact match), and ranking (best match). Implications for search construction. Use in command-driven systems. 

5. Web search engines. Classifications on the Web. References resources.

Theme C. Human-human interaction

6. Information seeking by users. Task and context orientation of users.

7. Roles of users and intermediaries. Effective mediation and interviewing of users.. User modeling.     

Theme D. Human-computer interaction

8. Variations and commonalties in interfaces. Navigation and browsing. Command and menu interfaces. 

9. Construction of search strategies. Search tactics for given effectiveness levels. Advanced search features.  

Theme E. Results

10. Preparation and display of results. End-user assistance and services.11. Evaluation of results. Criteria, measures, methods. Evaluation projects.

V. MAJOR ASSIGNMENTS

The class is structured around five components: (i) lectures, (ii) readings with summaries, (iii) home and laboratory exercises and assignments, (iv) discussions, and (v) term project

The students should organize themselves into study groups consisting of 3-4 students. Each group will be given a number. Within groups students should discuss readings and assignments, perform together laboratory exercises, and report to the class as a whole. The groups are intended for more intensive discussion and for exchange of experiences in exercises and readings.

A. Required Readings Students are required to read during each assignment period a given set of readings consisting of journal articles and/or selected chapters from books. A bibliography of readings is appended. Additional readings, as published, may be added or substituted. Some readings are to be summarized, others read for discussion only, as indicated in the schedule.  In order to provide students with broader sources of interest, the bibliography contains more articles than assigned . B. Summaries Each reading required for summary shall be briefly synthesized as to major points made and learned, and, if possible, critically reviewed. Or, instead of critical remarks one or more of the following may be indicated as related to the content of a given reading:
      • relevant examples or extensions from personal or professional experiences;
      • translation into or implications for IR and reference practice.
      • questions for discussion; questions about clarification of contents; and/or, 
      • relations to other courses and readings. 
The summaries must follow the prescribed format (see instructions below). Reading summaries should be handed in as indicated in the enclosed schedule. C. Laboratory exercises Laboratory exercises will consist of using DIALOG, LexisNexis, Web search engines, and library resources to search for answers for a given set of questions, using a variety of tactics to vary effectiveness. Various advanced features will be also subject of experimentation. 
For some exercises laboratory will be used during regular class periods. There will be five lab sessions according to the schedule.

For other exercises, assignments will be given as homework. Students can use SCILS lab facilities at their convenience. Students should check the laboratory hours available for free access. Alternatively, students can use their home computers or computers in Rutgers computing facilities at all campuses. The nearest to SCILS are the Computing Center at Records Hall and Alexander Library Graduate Computing Lab.

Lab exercise assignments will be presented in form of summary of tactics or steps undertaken. Students should work cooperatively in their group on exercises and other assignments; they are urged to discuss among themselves various approaches to search strategy and tactics.
D. Discussions, presentation At each class period there will be a discussion of the readings and/or discussion and presentation of exercises. Discussions will also be held during and following laboratory assignments. Each student shall be prepared for the discussion and/or for asking and answering of questions based on the readings or laboratory experiences. E. Term project Each student shall undertake a term project resulting in a technical report, which is the term paper. The purpose of the project is for the student to act as an intermediary for answering a user information need using various resources, as necessary. The situation should be real-life, i.e. involving a real user with a need, real interactions, and real submitted answers.

The project shall involve the following:

    • Selection of a user with an information need that could be satisfied with an online search, by searching DIALOG, LexisNexis, the Web, and/or reference resources. The student will act as an intermediary for the user. [Note: No family members or significant others as users.]
    • Interviewing the user (if necessary on several occasions as the search progresses), and construction of a user model representing user information need.
    • Selection of appropriate databases, search engines, or resources for searching.
    • Construction of search strategy(ies), and conduct of the search using appropriate and/or varying search tactics.
    • Presentation and delivery of the search results to the user, in an agreed upon format(s).
    • Evaluation of results by the user. If necessary, doing reiterative searching and evaluation, also possibly involving modification in the user model. 
    • Writing of a technical report.
The project has two ‘deliverables':
    1. one is the set of search results given to the user (does NOT have to be handed in as a part of the technical report), preceded by a one page executive summary, and
    2. the other is a technical report, handed in at the end of the class, summarizing student’s approach to every aspect of interaction with the user, preceded by the executive summary given to the user..
The technical report should include a discussion and factual presentation of (the list suggests topics that should be covered and not necessarily a table of content):  selection and characteristics of the user; user’s question; mode of and results from interview; user model and changes in user model as the search progresses; construction and variations in search strategies and tactics; discussion of changes and reasons for these changes; consideration of modes of presentation of results; user evaluation; and resulting changes.  In the technical report the student should stress the dynamics of the process. Questions to be asked: what were student experiences and evaluations during the whole process? what works? what doesn’t? what alternatives proved most fruitful? what have I learned? And very important: what would have I done differently?
Various aspects of the project will be presented by each student during class discussion, as indicated in the schedule.
E. Format The summaries and term paper should follow the standardized format as suggested by:  Publication Manual of the American Psychological Association (2002). (5th ed.). Washington, D.C: American Psychological Association. The Manual can be obtained from a bookstore. It serves as a manual for other LIS and Ph.D. courses at SCILS, thus it is a valuable tool above and beyond this course. The Manual also provides useful suggestions for writing of reports and articles.

At the beginning the summaries MUST contain these five items (points will be deducted if not present):

(i) student’s name,
(ii) course number,
(iii) assignment or exercise number as listed in the schedule
(iv) for each reading the reading number from the bibliography, and
(v) the full citation of the reading, APA style (can be copied and pasted)
If references to other works (articles, books...) are included in the summary, they must be properly cited in the summary, e.g. Kantor (1995). The references at the end must follow the APA style. The course bibliography is an example of the APA style. The style and form of the narrative of summaries are up to the student.

As in most reports, the technical report must be double-spaced throughout. It must contain a title page with course number and name, title of the paper, author’s name and address, and an executive summary. The style of the narrative of the paper is up to the student. APA Manual contains suggestions on how to structure a report, and break it into sections

VI. COURSE WEB SITE

The course web site will contain all relevant course material, including lectures, and a number of Web links to helpful sites, including to various tutorials, different web search engines, variety of reference sources and the like. The students are expected to familiarize themselves with the materials on the site. This syllabus and the class schedule are also on the class web site. Other information may be placed on the site throughout the semester. 

Ahead of each class, the lecture slides, exercise or other material relevant for that given class will be placed on the site. Students shall download and as necessary print the material for the class before the class date and bring it to the class. These are considered class handouts, but they are on the Web site and will not be distributed in class. 

VII. METHODS OF ASSESSMENT

The final grade will be derived as follows:

    Summaries and lab results - 50% of grade.Term paper - 50% of grade.

VIII. CONTACT 

Students can contact instructors in person, by phone, fax, or email at addresses indicated on the cover page.

BIBLIOGRAPHY

Book: Walker, G. & Janes, J. (1999). Online retrieval: A dialog of theory and practice. 2nd ed. Ingelwood, CO: Libraries Unlimited. In the schedule of assignments the chapters for required reading are listed as "W&J Ch. xx."

DIALOG and LexisNexis:

Links to tutorials for Dialog and Lexis-Nexis are on the class Web site. 

Dialog Corporation. Dialog Pocket Guide: http://library.dialog.com/pocketguide/pktgde.pdf 

Dialog Corporation. Dialog Worldwide Database Catalog. http://support.dialog.com/publications/dbcat/

Other online tutorials, guides

Links and descriptions are on the class Web site.

Articles and chapters 

Note: In the schedule of assignments the readings are referred to by their number under Summaries - Article no. Substitions may be made during the semester. 

The articles or chapters can be found through RUL (http://www.libraries.rutgers.edu/) either through online access (online journals or through online databases, such as EBSCOhost) , or as placed on electronic and print reserve. (For online access see instructions on the RUL Web site under How do I ?...find an article? and for electronic reserve How do I?... find an electronic reserve?). They can also be found in print in many libraries.

  1. Bates, M. (1989). The design of browsing and berrypicking techniques for the online search interface. Online Review, 13 (5), 407-424. On electronic reserve at Alexander Library.

  2.  
  3. Beeking, M. (2000). Training end-users: Using scientific Internet-subject directories. Econtent, 23 (2), 57-60.
     
  4. Bellardo-Hahn, T.(1996) Pioneers of the online age. Information Processing & Management, 32 (1), 33-48.
     
  5. Belew, R. K. (2000) Finding Out About: Search engine technology from a cognitive perspective. London: Cambridge University Press. Preface and Chapter 1. Overview. HTML version on author's site http://www.cs.ucsd.edu/~rik/foa/l2h . PDF vesrion of Ch. 1. on authro's site http://www.cs.ucsd.edu/~rik/foa/
     

  6. Eysenbach, G. & Kohler, C. (2002, March 9). How do consumers search for and appraise health information on the world wide web? British Medical Journal, 324, 7337, 573+

  7. Feldman, S. (2002). This is what I asked for? The searching quagmire. In: Mintz. A. P. Web of deception. Misinformation on the Internet. Medford, NJ Information Today. On electronic and print reserve.
     
  8. Frants. V.I. et al. (1999) Boolean search: Current state and perspective. Journal of the American Society of Information Science, 50 (1), 86-95.
     
  9. Hawking, D., Bailey, P, & Griffiths, K. (2001). Measuring search engine quality.  Information Retrieval, (4) 33-59. 
     
  10. Hert, C.A (1997) Understanding information retrieval interactions: theoretical and practical implications. Greenwich CT: Ablex. Reading: Chapters 1 and 2. pp 1-50. On electronic reserve at Alexander Library.

  11.  
  12. Hock, R. (2001). The extreme searcher’s guide to web search engines: A handbook for the serious searcher. 2nd ed. Metford, NJ: Information Today. Reading: Introduction and chapter 1 and 2. pp.xxi-xxv, 1-56. On electronic reserve at Alexander Library.

  13.  
  14. Hock, R. (2000) Web search engines: (More) features and commands. Online, 24 (3), 17-26.

  15. Iacovino, L. (2002). Ethical principles and information professionals: theory, practice and education. Australian Academic & Research Libraries, 33 (2) 57-74.
     
  16. Janes, J. (2002). Digital reference: reference librarians' experiences and attitudes. Journal of the American Society for Information Science and Technology, 53 (7), 549-566.
  17.  
  18. Jones K. (1999). Linguistic searching versus relevance ranking: DR-LINK and TARGET. Online & CDROM Review, 23 (2), 67-80.

  19. Kassel, A. (2002). Value-added deliverables: Rungs on the info pro's ladder to success. Searcher: The Magazine for Database Professionals, 10 (10), 42-53.

  20. Kuhlthau, C. C. (1993). Seeking meaning: A process approach to library and information services. Norwood, NJ: Ablex Publishing Corporation. Reading: Ch. 3, pp. 33-51. On electronic reserve at Alexander Library.
     
  21. Lipow, A.G. (1999). Serving the remote user: Reference service in the digital environment. Paper presented at the Ninth Australasian Information Online and ON Disc Conference and Exhibition. Available : http://www.csu.edu.au/special/online99/proceedings99/200.htm 

  22. McInerney, C. R. (2000). Establishing and maintaining trust in online systems. Proceedings of the Online 2000 Meeting, New York, May, 2000. http://scils.rutgers.edu/~clairemc/onlinepaper.htm
     
  23. Nardi, B. A. & O’Day, V. L. (1999). Librarians: A keystone species. In: Information ecologies: Using technology with heart. (Ch 7.pp. 79-104). Cambridge, MA: MIT Press. On electronic reserve at Alexander Library.

  24.  
  25. Notess, G. R (1999). On-the-fly search engine analysis. Online, 23 (5), 63-66.

  26. Pitkow, J., Schutze, H., Cass, T., Cooley, R. Turnbull, D., Edmonds, A., Adar, E. and Breuel, T. (2002). The consumer side of search: Personalized search. Communications of the ACM, 45 (9), 50 - 55.

  27. Port, O . (2002, March 4). The next web. Business Week, 3772: 96+.
     
  28. Price, G. (2001). Web search engine FAQs: questions, answers, and issues. Searcher: The Magazine for Database Professionals, 9 (9) 39-51.
     
  29. Robins, D. (2000). Shifts of focus on various aspects of user information problems during interactive information retrieval. Journal of the American Society for Information Science, 51 (10), 913-928.

  30. Saracevic, T., Spink, A., Wu, M.M. (1997). Users and intermediaries in interactive information retrieval (IR): what are they talking about? User Modeling. Proceedings of: the sixth international conference UM97. New York: Springer, 43-54. On electronic reserve at Alexander Library.

  31.  
  32. Savage-Knepshield, P.E. & Belkin, N. (1999) Interaction in information retrieval: Trends over time. Journal of the American Society of Information Science, 50 (12), 1067-1082.
     
  33. Savoy, J. & Picard, J. (2001). Retrieval effectiveness on the web. Information Processing & Management, 37 (4), 543-569.
     
  34. Shaver, D.B., Hewison, N.S., & Wykoff, L.W. (1985). Ethics for online intermediaries. Special Libraries, 76 (), 238-245. On electronic reserve at Alexander Library.

  35. Sturges, P. (2002). Remember the human: the first rule of netiquette, librarians and the Internet. Online Information Review,26 (3), 209-216.

  36. Tomaiuolo, N. G. (2000). Ask and you may receive: Commercial reference services on the Web. Searcher: The Magazine for Database Professionals, 8 (5), 56-62.
      
  37. Vakkari, P. (1999) Task complexity, problem structure and information actions. Integrating studies on information seeking and retrieval. Information Processing & Management, 35 (6), 819-839.

  38. Wathen, C. N.; Burkell, J. (2002). Believe it or not: factors influencing credibility on the Web. Journal of the American Society for Information Science and Technology, 53 (2), 134-44.
     
  39. Zhang, X., & Chignell, M. (2001). Assessment of the effects of user characteristics on mental models of information retrieval systems. Journal of the American Society for Information Science and Technology, 52 (6), 445-459.

last update 8 May 2003, Tefko Saracevic